Consumers may find significant change in the design of medical device that they have used, for the following reasons:
A. CHANGES TO THE DEVICE OR THE MANUFACTURING PROCESS
Under the new law, certain developmental changes to the investigational device,
including manufacturing changes, are eligible for implementation during the course of the
clinical investigation without prior FDA approval. Modifications that constitute a
significant change in design or basic principles of operation, or that were not made in
response to information gathered during the course of an investigation, however, may not
be made without prior approval of an IDE supplement. In the guidance document
entitled, “Deciding When to Submit a 510(k) for a Change to an Existing Device,”2 the
agency identified generic types of device and manufacturing modifications. Although this
guidance applies to modifications of marketed devices, the types of changes identified are
also applicable to investigational devices. These include changes to the control
mechanism, principle of operation, energy type, environmental specifications,
performance specifications, ergonomics of patient-user interface, dimensional
specifications, software or firmware, packaging or expiration dating, sterilization, and the
manufacturing process (including the manufacturing site).
In the preamble of proposed IDE Modification regulation, FDA stated that all changes to
the basic principles of operation of a device would be considered significant changes and
solicited comments on this premise. No comments were received. Therefore, in the final
rule, FDA stated that all changes to the basic principles of operation of a device should be
submitted in an IDE supplement for prior approval.
For the remaining types of device and manufacturing changes listed above, the changes
can range from minor to significant, depending upon the particular device, the type of
modification, and the extent of the modification. According to the statute, it is the
sponsor’s responsibility to determine if a change made to the device or the manufacturing
process would be considered a significant change requiring prior agency approval.
This guidance may be found at https://www.fda.gov